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UNU-IAS Reports and Policy Briefs
Recent Reports (2009)
Benefit Sharing in ABS: Options and Elaborations
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By MS Suneetha and Balakrishna Pisupati
The third objective of the Convention on Biodiversity (CBD) to ensure “the fair and equitable sharing of the benefits arising out of the utilization of genetic resources, including by appropriate access to genetic resources...” has taken centre stage now with negotiations in full swing to develop an international regime on Access and Benefit Sharing (ABS) by the year 2010. While some progress has been achieved on negotiations related to access regulations, discussions are still evolving as countries are found to be cautious to implement measures related to benefit sharing.
UNU-IAS, April 2009, 36 pages Download report as a .pdf file (1.12 MB) | | 2008
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Innovation in Responding to Climate Change: Nanotechnology, Ocean Energy and Forestry
By Miguel Esteban, Christian Webersik, David Leary and Dexter Thompson-Pomeroy
This report offers three innovative solutions in responding to climate change, namely nanotechnology, ocean energy and forestry. It goes beyond the technological, biological and procedural aspects of these solutions by critically assessing the opportunities and challenges that each type of innovation presents. This report addresses the question why these innovations - despite their large potential to reduce emissions, ocean energy alone could cover the world's electricity needs - have not yet reached the stage of mass commercialization.
UNU-IAS, November 2008, 46 pages Download report as a .pdf file (2.6 MB) | |
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Looking Beyond the International Polar Year
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Emerging and Re-emerging Issues in International Law and Policy in the Polar Regions
Written and edited by David Leary and draws upon edited material by symposium Rapporteurs Antje Neumann, Alena Ingvarsdóttir, Kári á Rógvi MP and Elisa Burchert
Recommendations contained in this report address the following key issues: climate change; human rights challenges; challenges of new commercial activities in the Polar Regions; challenges posed by shipping and newly opening sea lanes; threats to specific species and assemblages of species; environmental governance in the Polar Regions; and the inadequate implementation of existing international law and domestic laws. The report also contains a series of recommendations on studies that should be undertaken in the immediate and near term future to better equip governments and policy makers to respond to these emerging issues.
UNU-IAS, October 2008, 68 pages Download report as a .pdf file (5.4 MB) | |
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MDG on Reducing Biodiversity Loss and the CBD’s 2010 Target
By Balakrishna Pisupati and Renata Rubian
The Report highlights the links between the CBD 2010 targets and the MDG target on reducing biodiversity loss; it also identifies the challenges being faced by countries in responding to these targets from different perspectives and provides some policy options for consideration by MDG practitioners.
UNU-IAS, September 2008, 36 pages Download report as a .pdf file (3.6 MB) Download Report Launch Announcement Download Press Release |
Emissions Trading, Carbon Financing and Indigenous People
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By Ingrid Barnsley

This is a short guide for Indigenous land managers and those who work with Indigenous communities to the phenomenon of climate change, and to ‘market’ and financial mechanisms for reducing greenhouse gas emissions, often referred to as the ‘carbon market’, ‘emissions trading’ and/or ‘carbon financing’. This guide is intended as a first edition - it is hoped that future editions will include even more case studies of Indigenous involvement with the carbon market and will focus on particular geographical regions. As such, comments, case studies and more information would be most welcome - please contact ingrid@iisd.org.
UNU-IAS, May 2008, 20 pages Download report as a .pdf file (1.85 MB) | |
Access to Genetic Resources in Africa: Analyzing Development of ABS Policies in Four African Countries
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The United Nations Environment Programme (UNEP) and United Nations University Institute of Advanced Studies (UNU-IAS) with the support of the Government of Ireland have carried out case studies on access to genetic resources and benefit‑sharing (ABS) arrangements in four African countries namely Botswana, Ghana, Uganda and Zambia. These studies exemplify the implementation of existing ABS arrangements and mechanisms in the context of the Bonn Guidelines adopted by the Conference of the Parties to the Convention on Biological Diversity at its sixth meeting, in April 2002.
Government of Ireland, UNEP, UNU-IAS, May 2008, 148 pages Download report as a .pdf file (1.25 MB)
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Environment for African Development: A Sustainable Future through Science and Technology
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Written by Christian Webersik and Clarice Wilson
Currently, one of the most critical issues for Africa is food security. At the same time, environmental sustainability is being lost. In addition, human-induced climate change threatens agricultural productivity. This report provides an overview of some of the environmental issues facing Africa and examines the role of science and technology cooperation in meeting these challenges. An environmental performance country analysis is used to identify areas of best practice, as well as areas of action.
Yokohama, UNU-IAS, May 2008, 25 pages Download report as a .pdf file (670 KB) | |
Bioprospecting in the Arctic
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By David Leary
The UNU-IAS Report Bioprospecting in the Arctic examines the extent and nature of bioprospecting in the Arctic. It argues that there is significant interest in the biotechnology potential of Arctic biodiversity. In many cases this potential has moved beyond the research of the academic community to commercialisation by industry. In fact given the number of companies involved in research on or the actual exploitation of biotechnology based on Arctic genetic resources (fourty three companies in total) one clear conclusion is that this industry, in various forms, is well established. This conclusion is supported by the existence of more than thirty-one patents or patent applications based on Arctic genetic resources.
Yokohama, UNU-IAS, April 2008, 45 pages Download report as a .pdf file (2.2 MB) | |
Internationally Funded Training in Biosafety and Biotechnology - Is it Bridging the Biotech Divide?
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By Sam Johnston, Catherine Monagle, Jessica Green with Ruth Mackenzie
The purpose of this Assessment, undertaken by UNU-IAS from 2004 - 2007, was to provide a neutral, independent and objective assessment of the various internationally funded training programmes for biosafety and biotechnology, especially to the extent that it is necessary for biosafety, in the developing world. This Assessment does not advocate the use, or avoidance, of modern biotechnology. Rather it seeks to examine whether capacity building activities are delivering to developing countries the capacity to make and implement choices about biosafety and biotechnology.
Yokohama, UNU-IAS, April 2008, 233 pages Download this report as a .pdf file (2.6 KB) | 2007 |
Effective Implementation of NBSAPs: Using a Decentralized Approach
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This report was prepared by Dr. Balakrishna Pisupati
A comprehensive (global review) of NBSAPs' implementation is now timely given that it has been 15 years since the CBD's obligations came into force. However, until such a global review is undertaken, regional reviews and national experiences provide some lessons which can guide further action. This publication advocates the development of sub-national biodiversity action plans (BSAPs) as a planning solution to the weaknesses of a large national planning and implementation process.
Yokohama, UNU-IAS, December 2007, 41 pages Download this report as a .pdf file (330 KB) | | Is Human Reproductive Cloning Inevitable: Future Options for UN Governance
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This report was prepared by: Chamundeeswari Kuppuswamy, Darryl Macer, Mihaela Serbulea and Brendan Tobin
 Human Cloning has been one of the most emotive and divisive issue to face UN negotiators and the international community in recent years. This report examines how, that despite a widespread consensus amongs nations that it is desireable to ban reproductive cloning, efforts to negotiate an international convention ground to a halt due to fundamental divisions regarding so-called research or therapeutic cloning. Firm positions on both sides of the debate led to the compromise position of a non-binding UN Declaration on Cloning.
Yokohama, UNU-IAS, October 2007, 29 pages Download this report as a .pdf file (1.8 MB) 2006
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Renewable Energy
Renewable Energy Technologies in Developing Countries - Lessons from Mauritius, China and Brazil
This report reviews three renewable energy developments that have taken place in developing countries without significant foreign investment. It shows that renewable energy planning should be approached strategically by developing countries, with specific technological strategies grounded in national industrial capacity and energy resources.
Yokohama, UNU-IAS, 2006, 24 pages View this report as PDF file (file size 1MB) | |
Ecosystem Approach and the Deep Sea
Implementing the Ecosystem Approach in Open Ocean and Deep Sea Environments: An Analysis of Stakeholders, their Interests and Existing Approaches
This report provides a first step towards a comprehensive survey and dialogue on mapping stakeholders’ interests in open-ocean and deep sea environments for improved conservation, sustainable use and equitable sharing of the benefits derived from ocean spaces and their resources.
Yokohama, UNU-IAS, 2006, 44 pages View this report as PDF file (File size 1 MB)
2005
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The Precautionary Principle and the WTO
Trading Precaution: The Precautionary Principle and the WTO
This report examines the debate on the evolution of the precautionary principle in the context of the WTO. It clarifies proposals to enhance the incorporation of this principle in the rules of the multilateral trading system and addresses the tensions between the WTO and multi-lateral environmental agreements (MEAs). The report analyses how the WTO is responding to the challenges posed by its Member States in raising the precautionary principle before dispute panels.
Yokohama, UNU-IAS, 2005, 24 pages
View this report as PDF (File size 499 KB) | |
Women in Science and Technology
Revisiting Women's Participation in Science and Technology: Emerging Challenges and Agenda for Reform
Women’s involvement in science and technology encounters bias in regard to disciplines and academic or professional level of responsibility. This report explores how women’s role in advancing and using science and technology for society could be improved, and how science and technology impact women.
Yokohama, UNU-IAS, 2005, 19 pages
View Report as PDF(File size 536 KB)
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Urban development in the Asia Pacific
Time-Space Telescoping and Urban Transitions in the Asia Pacific
This report shows the distinction between environmental conditions among developing cities in the Asia Pacific and those of industrialized countries, using the theory of "time space telescoping". This hypothesis suggests that due to shifts in the driving forces of change, environmental challenges in developing cities are occurring sooner, rising faster, and emerging more simulatneously than in developed cities.
Yokohama, UNU-IAS, 2005, 39 pages
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Water and Sanitation in an Urban Poor Settlement: A Case Study of Bauniabad, Bangladesh
This report was prepared based on the results of the case study conducted by the UNU-IAS and the Environment and Population Research Centre (EPRC) in Bangladesh between 2002 and 2004.
Yokohama, UNU-IAS, 2005, 75 pages
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Food and Nutrition Biotechnology Albert Sasson
Food and Nutrition Biotechnology: Current Achievements, Prospects and Perceptions
This report on biotechnology, food and nutrition is a consolidation of knowledge in potentials, opportunities and developmental processes in applying biotechnology for improvements in human nutrition.
Yokohama, UNU-IAS, 2005, 36 pages
View Report as PDF(File size 585 KB)
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Industrial and Environmental Biotechnology Albert Sasson
Industrial and Environmental Biotechnology: Current Achievements, Prospects and Perceptions
This report discusses the so-called 'white' biotechnology, or industrial and environmental biotechnology, a broad and expanding field that includes making enzymes with a variety of industrial uses that include the manufacture of bioplastics and biofuels and using micro-organisms and plants for the treatment of wastes and abatement of pollution.
Yokohama, UNU-IAS, 2005, 28 pages
View Report as PDF (File size 410 KB)
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Mobilizing for Education for Sustainable Development
Mobilising for Education for Sustainable Development: Towards a global learning space base on regional centres of expertise
This report compiles concept papers, case studies, conference papers and speeches to convey the challenges of education for sustainable development (ESD) and ambitions of the UN Decade of Education for Sustainable Development. It highlights the roles of institutions and higher education in implementing ESD and presents case studies on the concept of Regional Centres of Expertise on ESD (RCE).
Yokohama, UNU-IAS, 2005, 102 pages
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Deep Sea Bioprospecting
Bioprospecting of Genetic Resources in the Deep Seabed
This report provides a comprehensive review of the scientific, legal and policy issues involved in deep seabed bioprospecting. It examines the current scientific and commercial explorations occurring in the deep seabed, and offers an in-depth analysis of the relevant legal instruments, including the gaps in these laws.
Tokyo, UNU/IAS, 2005, 76 pages
View Report as PDF (File size 746 KB)
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Enfranchisement for Sustainable Development
Promoting Enfranchisement: Toward inclusion and influence in sustainable development governance
Jessica Green
This report synthesizes research about disenfranchisement conducted over the past year and a half by the UNU-IAS, together with the International Institute for Applied Systems Analysis (IIASA). It analyzes the obstacles facing both state and non-state actors from developing nations in their efforts to participate in the policy-making process, and proposes concrete measures to address this problem.
Tokyo, UNU/IAS, 2005, 36 pages
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Bioprospecting in Antarctica Sam Johnston and Dagmar Lohan
This report reviews bioprospecting activities in Antarctica in relation to the relevant legal provisions of the Antarctic Treaty System and other international policies.
Tokyo, UNU-IAS, 2005, 31 pages
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Read More... | 2004 |
Engaging the Disenfranchised
Developing Countries and Civil Society in International Governance for Sustainable Development: An Agenda for Research
This report outlines the research agenda for the Engaging the Disenfranchised Project. It examines the assumption that improving the participation of these actors from civil society and developing nations is essential to promoting the goals of sustainable development, and also considers how individual capacities, rules and norms affect the engagement of these disenfranchised actors.
Tokyo, UNU/IAS, 2004, 26 pages
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Agriculture for Peace
Promoting Agricultural Development in Support of Peace
This report, emerging from the Agriculture for Peace project at UNU/IAS, attempts to examine linkages of important socio-economic concepts of peace and answer the broader question of whether dynamic agricultural development can have an impact on strengthening peace in conflict-prone countries.
Tokyo, UNU/IAS, 2004, 23 pages
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The Central Asia and Mongolia Bioresources and Biosecurity Network
Capacity Development on Access to Genetic Resources, Benefit-Sharing, and Biosafety in Central Asia and Mongolia
An updated version of a previous report presenting regional and national overviews on the state of biodiversity, access to genetic resources and benefit-sharing legislation, and the protection of traditional knowledge in Kazakhstan, Kyrgyzstan, Mongolia, Tajikistan, Turkmenistan, and Uzbekistan.
Tokyo, UNU/IAS, 2004, 44 pages
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The Role of Registers and Databases in the Protection of Traditional Knowledge
A Comparative Analysis
This report provides an analysis of a number of case studies of existing databases and registers that have been developed to document traditional knowledge, identifying their effectiveness, possibilities and limitations for securing the protection of traditional knowledge.
Tokyo, UNU/IAS, 2004, 46 pages
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| 2003 |
User Measures
Options for Developing Measures in User Countries to Implement the Access and Benefit-Sharing Provisions of the Convention on Biological Diversity (2nd edition)
The second edition of a previously published report, which contains an entirely new chapter on disclosure or origin requirements in patent applications procedures. It also examines voluntary codes of conduct and certification schemes, import and transport regulation, access to justice, and the case for establishment of international standardised system of documentation for tracing gene flows.
Tokyo, UNU/IAS, 2003, 42 pages with Preface and Executive Summary in Spanish
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Biodiversity Access and Benefit-Sharing Policies for Protected Areas
An Introduction
In the last fifteen years, the legal and policy framework for biodiversity research and prospecting and the way genetic resources are viewed, exchanged and used has been transformed while protected area managers are confronted with access to genetic resources and benefit-sharing issues on top of a multitude of other challenges they are facing. This report aims to assist protected area managers and policy makers in addressing this rapidly evolving area.
Tokyo, UNU/IAS, 2003, 37 pages
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The International Regime for Bioprospecting
Existing Policies and Emerging Issues for Antarctica
This report answers the need for more information on the relation of biological prospecting in Antarctica to various international treaties responsible for governing bioprospecting activities; especially the Antarctic Treaty.
Tokyo, UNU/IAS, 2003, 24 pages
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In Search of Biosecurity
Capacity Development on Access to Genetic Resources, Benefit-Sharing, and Biosafety in Central Asia and Mongolia
A report presenting regional and national overviews of the state of biodiversity, access to genetic resources and benefit-sharing legislation, and the protection of traditional knowledge in Kazakhstan, Kyrgyzstan, Mongolia, Tajikistan, Turkmenistan, and Uzbekistan.
Tokyo, UNU/IAS, 2003, 36 pages
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Defining an Ecosystem Approach to Urban Management and Policy Development
This report outlines an ecosystems vision of city management and policy development and provides the groundwork for future urban ecosystem studies and assessments.
Tokyo, UNU/IAS, 2003, 22 pages
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Urban Ecosystems Analysis
Identifying Tools and Methods
This report examines urban ecosystems analysis, highlighting its merits and suggesting tools and methods in which it can be applied to provide useful information to decision makers.
Tokyo, UNU/IAS, 2003, 16 pages
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| 2002
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The Sustainable Future of the Global System
Endeavours from Rio to Johannesburg
Summarises the findings of the UNU/IAS project on the Sustainable Global Future, and addresses the challenges faced by the world in the goal to achieve global sustainability on every level.
Tokyo, UNU/IAS, 2002, 48 pages.
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International Sustainable Development Governance
The Question of Reform: Key Issues and Proposals
Final Report
UNU/IAS Report submitted to the World Summit on Sustainable Development held in Johannesburg in August 2002.
Tokyo, UNU/IAS, 2002, 48 pages
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UNU Report | Improving the Management of Sustainable Development
Towards a New Framework for Large Developing Countries: China, India, and Indonesia
UNU Report submitted to the Fourth Global PrepCom to the World Summit on Sustainable Development, held in Bali in May 2002.
Tokyo, UNU/IAS, 2002, 36 pages.
View Report as PDF File (File Size 836k)
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UNU Report | International Environmental Governance
The Question of Reform: Key Issues and Proposals
Preliminary Findings
UNU Report submitted to the Third Global PrepCom to the World Summit on Sustainable Development, held in New York in March 2002.
Tokyo, UNU/IAS, 2002, 40 pages
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UNU Report to the Second Preparatory Session for the 2002 World Summit on Sustainable Development
28 January – 8 February 2002, New York, USA
Effective Pathways to Sustainable Development
UNU Report submitted to the Second Preparatory Committee Meeting in New York in the lead up to the World Summit on Sustainable Development (WSSD), outlining UNU's activities in implementing Agenda 21 as well as recommendations for consideration in WSSD.
Tokyo, UNU and UNU/IAS, 2002, 34 pages
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| 2001
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UNU Report to the World Summit on Sustainable Development Regional PrepCom for Asia and the Pacific
High Level Meeting, 27–29 November 2001, Phnom Penh, Cambodia
Breaking Down Barriers to Sustainable Development in Asia and the Pacific
UNU Report delivered as input into the Regional Preparatory Committee (PrepCom) Meeting for Asia and the Pacific from 27–29 November 2001 as part of the ongoing activities leading up to the Johannesburg Summit.
Tokyo, UNU and UNU/IAS, 2001, 20 pages
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| 2000
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Green GDP Estimates in China, Indonesia, and Japan: An Application of the UN Environmental and Economic Accounting System Takahiro Akita and Yoichi Nakamura (eds)
Within a framework illustrating interactions betwen the economy and the environment, this report presents estimates for a System for Integrated Environmental and Economic Accounting (SEEA) and environmentally adjusted domestic product (Green GDP) for China, Indonesia and Japan.
Tokyo, UNU/IAS, 2000, 109 pages
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Inter-Linkages: Synergies and Coordination between Multilateral Environmental Agreements
Based on the conference of the same title, 14-16 July 1999
This report was produced from over thirty academic papers, the deliberations of the first international conference on Inter–linkages, and from analysis done by a core group of contributors from UNU/IAS and UNU faculty folllowing the conference. It focuses on exploring the potential for a more integrated approach to environmental treaty making and environmental management.
Tokyo, UNU, UNU/IAS, GEIC, 1999, 31 pages.
| Associated Files ( Interlinkages.pdf )
1999
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Global Climate Governance: Inter-Linkages between the Kyoto Protocol and other Multilateral Regimes
Final Report
Consolidates the research presented in two previous reports on Global Climate Governance which identified issues related to potential synergies and incompatibilities between the Kyoto Protocol and other multilateral regimes, and explored the practical implications of the key issues.
Tokyo, UNU, GEIC, UNU/IAS, 1999, 76 pages.
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Global Climate Governance: Scenarios and Options on the Inter-Linkages between the Kyoto Protocol and other Multilateral Regimes
Report Part 2
Builds on the Global Climate Governance Report Part 1 by creating fictitious scenarios that highlight some of the difficulties that may be encountered once the Kyoto Protocol flexibility mechanisms become operational, and to explore possible solutions to the problems in implementation.
Tokyo, UNU, GEIC and UNU/IAS, 1999, 42 pages.
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China’s Sustainable Development Framework: Summary Report Fu-chen Lo and Yu-qing Xing (eds)
A preliminary report on a sustainable development framework for China.
Tokyo, UNU/IAS, 1999, 174 pages.
Read More... | 1998
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Global Climate Governance: A Report on the Inter-linkages between the Kyoto Protocol and other Multilateral Regimes
Report Part 1
Based on nine commissioned papers by academics and experts in the field of Global Climate Governance, this report takes into account the linkages between the Kyoto Protocol and other international regimes.
Tokyo, UNU, GEIC and UNU/IAS, 1998, 48 pages.
View Report as PDF (File Size 1.3 MB)
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Global Climate Governance: Inter-linkages between the Kyoto Protocol and other Multilateral Regimes
Commissioned Essays & Disscussion Papers
Report presented during a Special Session at COP4 in Buenos Aires; discusses inter-linkages between the climate change regime and other relevant multilateral regimes in the context of international law and policy.
Tokyo, UNU, GEIC and UNU/IAS, 1998, 139 pages.
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Primer on Scientific Knowledge and Politics in the Evolving Global Climate Regime: COP3 and the Kyoto Protocol Brendan F D Barrett and W Bradnee Chambers (eds)
Consultation Draft
Examines the background of the negotiations leading up to COP3 and identifies the main actors, coalitions and issues, as well as providing a detailed analysis of the course of the Kyoto negotiations.
Tokyo, UNU/IAS, June 1998, 138 pages.
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